Comment on the statement of Ln Gumilyov. Lev Nikolaevich Gumilev. Economic factor as a reason for the formation of an ethnic group

Another work that shows the historical views of L.N. Gumilev and in which he applied his theory of ethnogenesis is a work on nomads and Slavs. On the title page of “Ancient Turks” were the following words: “I dedicate this book to our brothers - the Turkic peoples of the Soviet Union.” Gumilyov was the first to raise his voice in defense of the originality of Tatar-Mongolian history and culture, which had previously been invariably denied the right to equal value with European or Chinese history. Gumilyov was the first to speak out against the Eurocentric “black legend” about the Tatar-Mongol yoke, about the eternal enmity of the nomads of the Steppe with the farmers of the Forest.

It is Lev Nikolaevich who has the honor of rethinking, on the basis of strict scientific facts, the role played by the Turkic and Mongolian peoples in the history of Russia. In his works, he proves that there was no hatred, but a system of dynamic, extremely complex relationships with an invariable feeling of sympathy and respect for each other’s ethnic identity.

Gumilev believed that the peoples of the Great Steppe did not have pathological cruelty and a tendency to destroy cultural achievements. He points out among the positive qualities of the nomads that the representatives of the Great Steppe have always professed the belief that “they are not judged for prowess in battle, and traitors are not forgiven.”

L. N. Gumilyov formed an evidence-based concept of the natural brotherhood of the Russian people with the Turkic and Mongolian peoples. All this remains largely unknown and incomprehensible to the European consciousness to this day. Obviously, this determines the small and often incorrect amount of information not only about nomadic peoples - the Huns, Turks, Mongols, but even about the more famous settled peoples of Asia - China, India, etc. Until the XV-XVI centuries. Europeans knew nomads only from their periodic invasions of Europe itself. Therefore, they perceived nomadic peoples as nothing other than their enemies. L. N. Gumilyov was the first to speak out against such a Eurocentric perception of the history of nomadic peoples in his works. At one time, academician N. I. Conrad, in his articles “The Middle Ages in Historical Science”, “On the Meaning of History”, as well as in letters to J. Toynbee, gave a fairly methodologically justified answer to Eurocentrism. Similar opinions are found among Western researchers. Let's take the statements of the American researcher Rudi Paul Lindner. In his voluminous study “What was a nomadic tribe?” he writes: “Historians do not like nomads... . Primary historical sources emphasize this hostility with their general derogatory attitude: their authors, being sedentary people, also saw nomads as predators and described them from a safe distance. Why should we put forward this evidence in the absence of alternative sources that embrace the nomadic perspective? And further: “Why did the horse archers have to preserve the archives? Paper was always heavy and would prevent the mobility, range and speed of horses. In short, traveling ease gave the nomads a military advantage, but it also placed their history in the hands of their sedentary victims."

The modern creative community perceives the scientific heritage of this great scientist differently. In the minds of some, he was not in the full sense a Turkic orientalist. Not having sufficient knowledge of medieval eastern sources in the original, presenting the material in a more arbitrary form than was customary in classical historical-orientalist scholarship, he often heard criticism from his colleagues - nomadic scholars and orientalists. In his works, L. N. Gumilyov abandoned the already usual strict adherence to data from sources, and from scrupulous textual work on medieval manuscripts and texts. He saw the historian’s task differently: “History requires special abilities, coverage of phenomena, special vision and intuition, to which knowledge of languages ​​is not directly related. The work of the historian, who establishes connections between events, begins where the work of the orientalist philologist, whose task is to establish the existence of the events themselves, ends.”

In the scientific heritage of L.N. Gumilyov, one of the main places is occupied by research on the history of the Turkic and Mongolian worlds, on the history of nomadism in general. Considering the problems of Turkology raised in the works of famous orientalists L. Cohen, N. A. Aristov, G. E. Grumm-Grzhimailo, V. V. Radlov, V. V. Bartold, A. N. Bernshtam, A. N. Kononov , O. Pritsaka, L.N. Gumilyov developed important methodological approaches in general to the history of nomadism. In any of Gumilev’s works “Hunnu”, “Hunns in China”, “Ancient Turks”, “Search for a fictional kingdom”, “Discovery of Khazaria”, “A Millennium around the Caspian Sea” the “secrets” of nomadic statehood are revealed. For example, if L. Cohen and N.A. Aristov saw Turkic society as a “society of individuals and clans”, insufficiently assessing its military and political organization, V.V. Radlov assigned the leading role in the formation of a nomadic state to the “influence of leaders”, and O. Pritsak outlined the general picture of the “creation of nomadic empires,” then in Gumilev’s works we see a reasoned denial of the proposed interpretations and a new vision of the problem of nomadic statehood. He did not agree with the limited understanding of the formation of a nomadic empire put forward in Pritsak’s work “How did the steppe empire arise?” In his opinion, firstly, steppe associations (i.e. states) arose not in one way, but in several ways, and secondly, the election of a khan is less common than inheritance of power. Further. The destruction of noble families was carried out only by Genghis Khan, but it was not typical for the Turks, Uighurs and Huns.

Most modern Eurasians were formed in one way or another under the influence of Lev Nikolaevich Gumilyov. For example, M.D. Karateev in his article “Rus and the Tatars” generally adheres to the provisions put forward by Lev Nikolaevich and develops them. In his opinion, this “... is quite understandable and psychologically understandable: the great Russian people, accustomed to victory, having fallen under the heavy heel of the conquerors, of course, could not feel anything but hatred for them, and in those years any attempt to give an impartial assessment of the national character of the Tatars and the characteristics of their rule.”

A Tatar could only be “filthy” - a wild, treacherous, inhuman robber and rapist. And such an image of him, which, according to M.D. Karateev, is far from the truth, has become traditional in our literature and in the ideas of the Russian people.

As for the Tatar-Mongol yoke, he recognizes its severity, but points out that it led to unity caused by the need to overthrow this yoke with common forces.

Recently, the concept of Gumilyov and his followers in one form or another has even penetrated the pages of textbooks. And since most textbooks present official scientific theories, we can conclude that Eurasian views on the ethnic history of nomads are spreading in modern Russia.

So, this is, for example, “Essays on the history of the peoples of Russia in antiquity and the early Middle Ages.” Its authors are Dmitry Sergeevich Raevsky, Doctor of Historical Sciences, chief researcher at the Institute of Oriental Studies of the Russian Academy of Sciences; specializes in the field of archaeology, history and culture of the Scythian era, semantics of the fine arts of Europe in antiquity, and Vladimir Yakovlevich Petrukhin, Doctor of Historical Sciences, leading researcher at the Institute of Slavic Studies of the Russian Academy of Sciences; specialist in the field of archeology and ethnoculture of the history of East and Northern Europe in the early Middle Ages.

This textbook is an experience in a consistent presentation of ethnic history - the history of the peoples (ethnic groups) of Russia in antiquity and the Middle Ages. The authors focus on the defining events for the ethnic history of Europe: the formation and differentiation of large ethnolinguistic communities, primarily ethno-European into other ethnic groups, the Scythians and other peoples of antiquity, the Turks and Slavs in the early Middle Ages.

The most interesting is Chapter X: “Slavs and nomads in the early Middle Ages: the problem of ethnocultural synthesis.” As we see, the name itself speaks not of confrontation, but of the interaction of the Slavic and nomadic worlds. philosophical system" (which is now commonly called the word "mentality").

Rus' turned out to be the heir to the social and ethnocultural mechanism that was “launched” during the period of Khazar rule. The experience of interacting with nomads allowed the Eastern Slavs to survive the Mongol-Tatar invasion and the Horde yoke. Thus, the interaction of ethnic groups that formed in the medieval era was not reduced to a unidirectional process of domination and subordination, conflict and assimilation: the spectrum of this interaction was wider, and the most valuable historical lesson can be considered the mutual exchange of achievements of different cultures.

In recent years, a lot has been written and spoken about the idea of ​​a “Eurasian union”. These are Russian authors N. Trubetskoy, N. Dugin, A. N. Podberezkin, K. Zatulin, Kazakh philosopher A. Nysanbaev, Kyrgyz writer Ch. Aitmatov, and many others. The authors, in a hurry to preach the ideas of the “EurAsEC”, effectively use the mistakes and blunders made by liberals at the initial stage of independence, especially in economic and social policy, causing nostalgia for the former imperial greatness, as well as using the anti-globalization sentiments that take place in the mass consciousness. Others believe that “there are prospects for integration, but the conditions are not ripe,” since independent states are far from freed not only from economic dependence, but also from many “birthmarks” of the former imperial habit.

Everyone knows that in the post-Soviet Eurasian space, only Russia is a powerful political force capable of uniting the great Eurasian steppe around itself. Judging by the statements of individual Russian authors, the “ideology of Eurasianism” is interpreted by them as the “ideology of sovereignty,” as one of the forms of reunification of the country through the creation of various national institutions. This not only alarms many, but also leads to the conclusion that it is impossible in the near future to create an equal multilateral civilized union between Russia and its former satellites (satelle), now the main buyers of its export goods, energy dependent on it. Thus, “Eurasianism or “EurAsEC” is a completely undeveloped topic in scientific terms. We do not find a specific answer to this question either from Nikolai Trubetskoy, Pyotr Savitsky, Vernadsky, or Lev Gumilyov. Only Genghis Khan subjugated all the tribes of the Eurasian steppes and turned this steppe empire into one state with a strong military-political organization. This experience was repeated, but in a different capacity, during the creation of the USSR. History does not yet know a third such example. In this we see the amorphousness and uncertainty of this phenomenon from a historical point of view.

Lev NikolaevichGumilyov is a Russian historian, ethnologist, Doctor of Geographical and Historical Sciences. He is the author of the doctrine of ethnic groups and humanity as biosocial categories. studied ethnogenesis, its bioenergetic dominant, which he called passionarity.

Lev Gumilyov was the only child in the marriage of the famous poets Nikolai Gumilyov and Anna Akhmatova. During Akhmatova’s pregnancy, the couple were in Italy; almost no information has been preserved about this trip. Returning to Russia, Nikolai and Anna spent the entire second half of July and the beginning of August 1912 in Slepnev, Bezhetsk district - the estate of the poet’s mother Anna Ivanovna Gumilyova. The birth of an heir was an expected event, because the marriage of Gumilyov’s elder brother, Dmitry, turned out to be childless, and at a village gathering the peasants were promised to forgive their debts if a boy was born.

Lev Nikolaevich entered the Leningrad State University, Faculty of History, in 1934. However, after completing his first year, he was arrested for the first time. Soon Lev Gumilyov was released, but he never managed to graduate from the university. Already in his 4th year, in 1938, he was again arrested for participation in a student terrorist organization. Gumilev was sentenced to 10 years in the camps. Later his fate was softened. Lev Nikolaevich should have served a 5-year sentence in Norilsk. After this time, in 1943, he worked for hire in Turukhansk and near Norilsk. Then Gumilyov went to the front.Gumilev Lev Nikolaevichfought as an anti-aircraft gunner,he got thereto Berlin.

In 1949Gumilevwas arrested again. He was released only in 1956 and then completely rehabilitated. It turned out that no crime was found in Gumilyov’s actions. In total, Lev Nikolaevich was arrested 4 times. In total, he had to spend 15 years in Stalin’s camps.



For the first three years of his freedom, Gumilyov was a senior researcher at the Hermitage Library. At this time, the scientist was processing his own working drafts, written in the camps. In the second half of the 1950s. Lev Nikolaevich communicated a lot with orientalist Yuri Roerich, the founder of Eurasian theory Pyotr Savitsky and Georgy Vernadsky.

Gumilyov's first articles were published in 1959. The scientist had to struggle for a long time with the prejudice and suspicion of the scientific community towards his personality. When his materials finally began to appear in print, they immediately earned universal recognition. The historian’s articles appeared in the publications “Bulletin of Ancient History”, “Soviet Ethnography”, “Soviet Archeology”. "Xiongnu"


Lev Gumilyov’s first monograph was the book “Xiongnu,” the manuscript of which he brought to the Institute of Oriental Studies in 1957 (it was published three years later). This work is considered the cornerstone of the researcher’s work. It was in it that the ideas that Gumilyov later developed throughout his scientific career were first laid down. This is the opposition of Russia to Europe, the explanation of social and historical phenomena by natural factors (including landscape) and the earliest references to the concept of passionarity.

Xiongnu

The work “Xiongnu” received the greatest recognition from Turkologists and Sinologists. The book was immediately noticed by the main Soviet sinologists. At the same time, Gumilev’s first monograph already found principled critics. Lev Nikolaevich’s further work also evoked directly opposite assessments.


Rus' and the Horde

In the 1960s, the topic of Russian medieval history became the main one in the works published by Lev Gumilyov. Ancient Rus' interested him from many sides. The scientist began by conducting a study of “The Tale of Igor’s Campaign,” giving it a new dating (the middle, not the end of the 12th century).

Then Gumilyov took up the theme of the empire of Genghis Khan. He was interested in how a state emerged in the harsh steppe of Mongolia that conquered half the world. Lev Nikolaevich dedicated the books “Xiongnu”, “Xiongnu in China”, “Ancient Turks”, “Search for a Fictitious Kingdom” to the Eastern hordes.


Passionarity and ethnogenesis

The most famous part of the scientific heritage left by Lev Gumilyov is the theory of ethnogenesis and passionarity. The first article on this topic was published by him in 1970. Gumilyov called passionarity the super-intense activity of a person in his desire to achieve a certain goal. The historian superimposed this phenomenon on the doctrine of the formation of ethnic groups.

Lev Gumilyov's theory stated that the survival and success of a people depends on the number of passionaries in it. The scientist did not consider this factor to be the only one, but defended its importance in the process of formation and displacement of ethnic groups by competitors.

The passionary theory of Lev Gumilyov, which caused serious scientific controversy, stated that the reason for the emergence of a large number of leaders and extraordinary personalities are cyclical passionary impulses. This phenomenon is rooted in biology, genetics and anthropology. As a result, superethnoses arose, Lev Gumilyov believed. The scientist’s books included hypotheses about the reasons for the origin of passionary impulses. The author also called them energy impulses of a cosmic nature.


Contribution to Eurasianism

As a thinker, Gumilyov is considered a supporter of Eurasianism - a philosophical doctrine about the roots of Russian culture hidden in the synthesis of European and nomadic Asian traditions. At the same time, the scientist in his works did not touch upon the political side of the dispute at all, which markedly distinguished him from many adherents of this theory. Gumilyov (especially at the end of his life) criticized Western borrowings in Russia a lot. At the same time, he was not an opponent of democracy and a market economy. The historian only believed that the Russian ethnic group, due to its youth, lags behind the Europeans and therefore is not ready to adopt Western institutions.

The author’s unique interpretation of Eurasianism was reflected in several works written by Lev Gumilyov. “Ancient Rus' and the Great Steppe”, “Black Legend”, “Echo of the Battle of Kulikovo” - this is just an incomplete list of these works. What is their main message? Gumilyov believed that the Tatar-Mongol yoke was actually an alliance of the Horde and Rus'. For example, Alexander Nevsky helped Batu, and in return received support in the fight against the Western crusaders.



Khazaria

One of Gumilyov’s most controversial works is “The Zigzag of History.” This essay touched on the little-studied topic of the Khazar Khaganate in the south of modern Russia. In his work, Gumilev described the history of this state. The author dwelled in detail on the role of Jews in the life of Khazaria. The rulers of this state, as is known, adopted Judaism. Gumilyov believed that the Kaganate lived under the Jewish yoke, which ended after the campaign of the Kyiv prince Svyatoslav Igorevich.


Last years

With the beginning of perestroika, poems by Nikolai Gumilyov reappeared in the Soviet press. His son was in contact with Literaturnaya Gazeta and Ogonyok, helped collect materials, and even read his father’s works at public events. Glasnost increased the circulation of books and Lev Nikolaevich himself. In the last Soviet years, many of his works were published: “Ethnogenesis”, “Ethnogenesis and the Biosphere of the Earth”.

In 1990, Leningrad Television recorded a dozen lectures by the historian. This was the pinnacle of his lifetime popularity and fame.

On June 15, 1992, Lev Nikolaevich Gumilyov died at the age of 79.

https://www.syl.ru/article/281987/new_gumilev-lev-...-biografiya-interesnyie-faktyi




Gumilyov created his theory, trying to understand why wave-like and rapid ethnic processes were observed in the Great Steppe during the Middle Ages and antiquity. Indeed, they were often, in one way or another, associated with changes in climatic conditions. Therefore, to some extent, scientists’ linking landscape and ethnicity is justified. Nevertheless, the “theory of ethnogenesis” lost its credibility as a result of Gumilev’s absolutization of the role of natural factors. The term “passionarity”, which belonged to Lev Nikolaevich, began to live its own life. The scholar used it to refer to the original ethnic activism.

revered icon in Rus' Vladimir Mother of God, which was specially brought from Vladimir and carried ahead of the Russian regiments.

While threatening Rus', Timur at the same time helped it, significantly weakening the Golden Horde and the worst enemy of Rus', Tokhtamysh. But Vitovt acquired a strong ally in Tokhtamysh. He promised Tokhtamysh help in seizing the throne in the Horde. Tokhtamysh pledged to crush Moscow together with Lithuania. Lithuania and the Horde were preparing to divide Eastern Europe among themselves.

The pressure of Vitovt and Tokhtamysh on Moscow was somewhat weakened after they were defeated by the Golden Horde Khan on the Vorskla River in 1399. Tokhtamysh’s plans to return to power in the Horde collapsed. He fled to Siberia and was soon killed there.

Vitovt did not abandon his plans to capture Moscow. He again gathered forces and attacked the lands of Pskov and Novgorod. Vasily Dmitrievich spoke in their defense. Started Russian-Lithuanian lime

Three times in 1406 - 1408. Vitovt and Vasily Dmitrievich, father-in-law and son-in-law, stood on the border lines opposite each other with all their military forces. And each time it was done without bloodshed. The opponents made peace and immediately began to prepare for a new confrontation.

Neither side ever achieved a decisive advantage. Both Lithuania and Moscow eventually backed down, especially since Moscow was threatened by the new ruler of the Horde, Edigei, and the powerful offensive of the Teutonic Order resumed on Lithuania.

The year 1408 became black in the history of Rus'. Edigeev's army moved to Rus'. At the beginning of December, the Horde suddenly approached Moscow. Edigei started a rumor that he was going to Lithuania, and he himself turned to Moscow. Chroniclers compared his invasion with the invasion of Batu himself - it was so ferocious. All the main cities of the Moscow principality were captured... robbed and burned. Each Horde warrior led with him several dozen Russian prisoners.

Reconstruction of M.M. Gerasimova

t paintings by peiko ldskaya

Edigei burned the Moscow suburbs and approached the Kremlin. But the stone fortress survived. Edigei kept his army under the walls of the Kremlin for a month, and then went south, because news reached him that in the Horde

And as soon as the next khan established himself in Sarai, Vasily I went to the Horde with generous gifts. There he undertook to pay tribute as usual. The Moscow principality, despite the fact that it became the leader of the unification of Russian lands and the largest and strongest in Rus', continued to remain semi-dependent on the Horde.

Battle of Grunwald. If Rus' was crushed again -

to the hands of the Baltics. German knights even captured the lands of the Lithuanian Zhmud tribe. Part of the Zhmudi fled under the protection of Vytautas, the Germans forcibly converted the rest to Christianity, and many knightly castles were built in the land of Zhmudi. Relying on these predatory nests, the knights continued their attack on the surrounding lands. Zhmud neod-

repeatedly raised uprisings against the knights, but the forces were unequal. And then the leader

contacted

fraternal

we have bee knights

no fish to catch, no tor-

with neighbors;

hostages;

G the family was burned with fire; our sisters and daughters

The advance of the order now threatened Lithuania itself. The knights also exerted pressure on

Polish possessions.

Flight of the German knights

General Allied advance

Only having failed in the east

Battle of Grunwald

ke and making peace with Vasily I,.Vi-

y^T"^"G^^eevolde!1

Tovt turned to the west.

Tan^bergUL

Grunwald

united

Poland and Lithuania met with si-

lami of the Teutonic Order. Centered

there were Russian regiments from the principalities,

included in Lithuania, -

Lensky, Polotsk, Vitebsk, Ki-

Evsky and Pinsky. In the beginning the knights

Troop location:

pushed back

Polish-Lithuanian half-

Teutonic Order

were

allies (Poles, Lithuanians,

but the desperate courage of the Russians

Russians, Ukrainians, Belarusians,

of the largest regiments stationed in the center,

Allied attack on the left flank

changed

progress of the battle.

Lithuanian cavalry switched to

crusaders

Valenrod's counterattack

step

and surrounded the knightly

army. Defeat of the Teutonic Order

Retreat and return to

was full. Tens of thousands of knights

battle of part of Vytautas' troops

Smolensk regiments that withstood

and Master of the Order.

German onslaught

Poles, Lithuanians and Russians stopped the German onslaught to the east.

After the Battle of Grunwald, Vytautas gave up the idea of ​​gathering all the

Rus. The balance of power between Vilna and Moscow changed in favor of Moscow. She survived and uncontrollably walked her historical path.

The role of the Church in the unification of Rus'. The Russian Orthodox Church played a major role in the unification of Russian lands around Moscow and in the struggle of Rus' against foreign invaders. Church leaders - metropolitans, leaders of large monasteries - provided powerful support to the Moscow princes. They spared no expense in organizing the army, inspiring princes, governors and ordinary soldiers to defend their native lands.

In the conditions of military hardships and invasions, the death of relatives and friends, religious ascetics, elders, ordinary monks, and priests known throughout Rus'

helped people. All this contributed to unity

society, awakening among representatives of all classes

age and age, a sense of community, responsibility for

fate of the Motherland. It is no coincidence that many issues

prominent church leaders, luminaries of moral

and service to one’s neighbor, occurred during the period of national

onal rise of Rus', awakened by the beginning

unity of Rus' and the fight against the Horde.

Migschshpolit Peter and his successors rendered pain

great support for Moscow in its unification efforts

I. Their activities were inextricably linked with political

tika of Ivan Kalita and his sons.

Metropolitan

stood next to me

Dmitry

LitAlexy

Ivanovich, when he was a boy

shtisiya. XV century

I was the parental throne, and supported Dmitry during

all his patriotic endeavors. It was the mind-

educated, educated, with strong character

Roman is a very pious and modest person

new life, a real spiritual shepherd.

Collector of Russian souls. Great influence on the whole

rendered Russian life Sergius of Radonezh. Already at

at a young age, Bartholomew (that was the name of Sergius before

tonsure as a monk) was distinguished by his high religious

solitude, a penchant for solitude, reading, constant

hard work. After the death of parents, impoverished

boyars, Bartholomew renounced the inheritance and left

to the monastery, where his older brother was already there. He

persuaded his brother to accept an even more difficult and difficult

vow - to retire, to go live in

deserts, i.e.

to a small monastery, which is located in the middle of nowhere,

among difficult forests, and there to devote oneself

serving God.

In the dense Radonezh forest, the brothers cleared

large clearing, built a hut and placed

a small church in honor of the ~Holy Trinity.

Their life became

mournful

and cruel

written

in an ancient source. The brother could not stand the cold and hunger and moved to a Moscow monastery, and Bartholomew was left alone in the forest.

Two years later he was tonsured a monk under the name Sergius and spent 12 years in solitude in a clearing.

His life was spent in works, prayers, reflections, meetings with those who sought consolation from him. He suffered a lot of suffering and adversity. Wild animals threatened him with death more than once. One day a hungry bear came from the thicket. Sergius gave him food and thereby calmed the animal.

With lava o-ch »chd I t zhnich es1v& Sergius, information about his holy deeds quickly spread throughout Rus'. Followers gathered around him, cut down cells, and erected new churches. This is how the Trinity-Sergius Monastery was born.

For the first time in Rus', Sergius organized a monastery on a new, communal basis. This meant that, unlike the previous cell monasteries, the monks lived in a common household, without sharing agali personal

Belozersky.

Icon. XVI century

All of Rus' knew the name of Sergius, and both the Grand Duke and the Toromyk and the peasant listened to his opinion. Sergius of Radonezh blessed Prince Dmitry Ivanovich on the eve of the Battle of Kulikovo. Later, he reconciled the Moscow prince with the Ryazan prince Oleg, who, under the influence of the elder, moderated his violent temper and aggressiveness towards Moscow.

Life is designated by the hermit's feat

Cyril (1335 - 1427), who became the founder of the famous Kirillo-Belozersky monastery

A virtuous and modest lifestyle, filled with labors and prayers, attracted people to Cyril. He taught them kindness, high morality, mutual assistance, hard work, and devotion to their native land.

The appearance of such mentors of the Russian people as Alexy, Sergius of Radonezh, Kirill Belozersky, brightened the souls of people amid the darkness of the difficult and cruel life of that time, awakened in them high feelings of dignity, spiritual freedom and patriotism.

But worldly interests, worldly passions penetrated beyond the monastery fence and influenced the life of the monastic brotherhood. The monasteries developed their economy. The princes allocated them land, the monastery's own arable land appeared, which was cultivated by peasants dependent on the monastery. Trade operations developed. Money jingled in the monastery treasury.

Life sometimes came into conflict with the covenants of the founders of monasteries. It was difficult to strive for holiness in such conditions. HOWEVER, the true zealots of religion tried to combine Christian

feudal economies, and monks are gov- ernors, organiza- tions about this farm. But still, he led the development of the region and became a pioneer D a s h e n i v i l i z a t i o n i n t h e remote, previously uninhabited corners of Russia.

1. Why did many Russian principalities bring their armies under the banner of Prince Dmitry Ivanovich? What tendency appeared in their actions?

2./Is it true that in 1380 many Russian rulers came voluntarily to the hand of Moscow? Give reasons for your answer.

3. Make an outline

Alexander Firsov

3. Ethnogenesis in three stages

“If anyone proposes a more elegant and more convincing concept to explain the facts listed in this book, then I will bow my head to him with respect. And vice versa, if someone declared my conclusions final and not subject to revision and further development, then I would not agree with him.” L. Gumilyov, "From Rus' to Russia ».

I will try to take the liberty of offering, if not a more elegant, then a simpler concept of the development of ethnic groups that have formed into a state, than the concept of Lev Gumilyov.

3.1. Passionarity development schedule

Below is the original graph of Lev Gumilyov, depicting the development curve of passionarity over time, on which is superimposed the development graph of any living organism:

And here is a graph of the development of the Spanish Empire from the article “The Rise and Fall of the Spanish Empire”:

In the theory of transient processes, such a graph is called a “burst”:

In practice, to analyze such a transition process, it is often divided into three parts: growth (development), maturity (stability) and aging (decline). This is done in a variety of areas, for example, in the enterprise life cycle development model:

Two main things need to be said about Gumilyov’s schedule:

    1. The graph was created by Gumilyov without the use of digital data - on a whim, so it is either a gift from above (the hand of the writer was guided by providence) or is an attempt to depict a standard graph of the development of a living organism in a scientific form.
    1. Basically, the schedule does not consist of six phases, but only three simpler ones:
        1. Growth is almost linear. Over time, it slows down due to the appearance of interference, due to which the growth curve passes the horizontal state;
        1. A stable area, when the forces of growth and the forces of counteraction are approximately equal, growth is no longer visible, but fall is not visible either;
        1. The period of decline when the decline becomes prevalent and stable.

As we can see, the graph is practically no different from the development graph of any living organism.

3.2. Developmental chart of a living organism

The peculiarity of Gumilyov’s graph is that in its form it completely coincides with the development graph of a living organism.

In the development of an ethnos, as in any living (biological) system, development first proceeds upward (growth, development, youth), then a certain horizontal section follows (flourishing, maturity), and then a decline occurs (aging, decline).

Gumilyov himself admits that his curve is an ordinary curve of an ordinary transition process found everywhere in nature:

“The curve we propose is asymmetrical, discrete and anisotropic over time. It is well known to cybernetics as the curve describing the combustion of a fire, the explosion of a powder magazine and the withering of a leaf.” L. Gumilev "Ethnogenesis and biosphere of the Earth ».

Neither in the combustion of a fire, nor in the explosion of a powder warehouse, nor in the development of a sheet at the completion of the process, there are such phases as “breakdown,” “inertial,” “obscuration,” and “memorial.”

Gumilyov's use of these phases only confuses the study of the process of ethnogenesis.

3.3. Three main stages of system development

And these three stages (growth, flourishing, decline) are the same in the development of any biological or social system.

The growth period for humans is divided into additional stages (adolescence, youth).

Gumilev called the growth stage the development phase, he called the maturity stage the acmatic phase, but in the decline stage he identified as many as 4 separate phases: breakdown, inertia, obscuration, memorial.

There is nothing surprising. As a person who dealt mainly with disappeared ethnic groups, Gumilyov practically dealt only with declines in the development of an ethnic group, so he studied this stage more carefully than others and tried to distinguish 4 phases in it.

The fact that Gumilyov drew many small ups and downs on the graph can be considered Gumilev’s individual vision of the standard development schedule of any biological system.

3.4. Three main stages of development of a living organism

If you look at living organisms or social structures, they all develop according to the same scenario: at first the organism (structure) grows almost non-stop. Then, in the body (social structure), certain elements begin to accumulate that do not interfere with growth, but begin to restrain it from uncontrollable and excessive development. And then these same forces begin not only to restrain growth, but become interfering and leading to death.

In this case, the restraining force is most often not an external factor, but an integral part of the organism itself - its internal regulator, which at the end of the organism’s life, from the function of a regulator, as the growth forces weaken, becomes a potential source of death of the organism.

If you understand what two forces interact in the body, then there are always two of them.

One force is the cause of growth, and the second force, born of the first, becomes the cause first of a slowdown in growth and then of death.

If you understand the interaction of the two main forces of development, then you can understand the entire course of development, maturity and dying.

Quite simply and clearly, Gumilyov’s graph can be presented in the form of a trapezoid, consisting of three parts:

A. The first part of the trapezoid - growth

On this part of the trapezoid there is almost linear growth, due to the fact that the growth forces prevail over the opposing forces. At this time, there are no growth-inhibiting forces in the system. The growth is almost non-stop, in the first approximation it is linear, and in the second approximation it is exponential.

Intensive growth is underway.

B. Second part of the trapezoid – flourish

At this stage, the trapezoid has a horizontal section parallel to the time axis. This is the area of ​​maximum growth – flourishing. By this time, forces appear in the system that restrain growth, but do not prevent the system from existing and developing.

In this section, the growth forces and counterforces are in an equilibrium state and balance (compensate) each other.

B. Third part of the trapezoid - decline

The third part of the trapezoid is almost straight (more precisely, exponential) - decline. This is a process of extinction when the opposing forces have won.

The forces of growth are continually weakened by opposing forces over time. The decline ends in death.

We will analyze these three important stages of ethnic development.

I repeat, only those ethnic groups that have formed a separate state will be analyzed, and almost all ethnic groups go through this.

3.5. A small retreat

If we look at any family as a union of two people, then we can almost always distinguish three types of families:

In which the man rules,

In which a woman rules,

In which there is no head of the family and the main issues are resolved jointly.

The line between the three types of families is not clear, hardly noticeable, but it exists, and, as philosophers would say, this line is material, i.e. exists independently of our consciousness.

Similarly, you can analyze any biological or social system consisting of a pair of elements: either one prevails, or the symbiosis is equal.

3.6. Another option

In this case, the body grows until the moment when the forces of growth and the forces restraining growth are equalized.

For some time, the system exists in time without developing or degrading. But over time, the forces of degradation in such a system win.

In this case, the symbiosis dies when the body, under the influence of these microbes/microorganisms/forces, becomes so weak that it can no longer resist.

In this case, death usually befalls both the organism itself and its offspring.

Note: The adult body contains 10 times more bacteria than cells.

3.7. What two forces determine the development of an ethnic group and a state?

“The nature of labor processes, consumption, wars, the creation of a state or its fall are the same objects of ethnographic research as wedding rites or ritual ceremonies.” L. Gumilyov “Biosphere and impulses of consciousness.”

If we are talking about the ethnic group that formed the state, then the answer to the question about the driving force of passionarity is in these two words: ethnic group and state.

3.7.1. The first stage is growth

At the first stage, the ethnic group grows without much need for government control. But, as they grow, members of the ethnic group understand that without state governing bodies it is impossible to self-regulate or resist external influences.

At this stage, the ethnos itself tries to create state bodies that gradually develop, become stronger and sooner or later begin to no longer obey the ethnos, but already coexist with it on equal terms. In this case, the state and ethnic group move to the second stage - maturity (flourishing).

3.7.2. Second stage - blossoming

At the second stage, the state and the ethnic group coexist as a symbiosis, helping each other and interacting as equals.

But sooner or later, the state apparatus understands how it can control an ethnic group, extracting more and more benefits from this for itself, and gradually “pulling over the blanket” of power, economic and political levers.

Sooner or later, a moment comes when power begins to prevail over ethnicity.

Power takes over, and the imbalance in relations between power and ethnicity becomes irreversible.

The ethnic group and the state are moving into the third stage of development - aging.

3.7.3. The third stage is aging

The moment when power and the state apparatus begin to prevail over society becomes the beginning of the last stage in the existence of an ethnos. At this stage, everything begins to move towards the death of both the ethnic group and the state formed by it.

Let us consider the three stages of ethnogenesis in some detail. We will focus on the relationship between ethnicity and power.

3.8. Geography and the origin of the ethnic group

According to Gumilyov, for the emergence of an ethnic group, something is needed that changes the essence of the people at the geographical and genetic level. Unfortunately, very few facts are provided to support such a conclusion. Gumilev in his works provides only some references and illustrations.

The role of geography should not be denied - it is important. But without the economic factor, there will be no development of the ethnic group.

The rapid development of an ethnic group is not possible without the economic factor. It is at the intersection of geographical and economic factors that an ethnic group is born with its own special character and corresponding lifestyle - a matrix of behavior.

3.9. Economic factor as a reason for the formation of an ethnic group

“Ethnic groups... are always connected with the natural environment due to their active economic activity. The latter manifests itself in two directions: adapting oneself to the landscape and adapting the landscape to oneself.” L. Gumilyov "Ethnogenesis and biosphere of the Earth ».

“At some point, an established (historically) group of people, or consortium, appears on the historical arena, quickly developing and forming its ethnic identity and self-awareness (“us and not us”, or “us and others”). Finally, it takes on a social form appropriate to the time and enters the broad historical arena, often beginning territorial expansion... any process of ethnogenesis begins with the heroic, sometimes sacrificial actions of small groups of people (consortia), which are joined by the surrounding masses, and quite sincerely.” L. Gumilyov, "Ethnogenesis and biosphere of the Earth ».

In this statement, Gumilev is partially right, since a group of people forming an ethnos begins territorial expansion mainly only in literary sources, but in practice, first of all, it begins the economic use of the territory.

And people most often join passionaries not due to a special “induction” generated by genes, but as a result of specific words and arguments.

“When talking about possible sources of passionary impulses, we did not discard only one hypothesis - cosmic radiation.” L. Gumilev, “Ethnogenesis and biosphere of the Earth.”

In Lev Gumilyov's works, the basis for the beginning of the growth and development of an ethnos is considered to be a certain combination of influence from space on the genes of people living in a certain territory, and the influence of nature. Moreover, Gumilev comes to this conclusion as if logically, but by the method of “by contradiction,” rejecting all other options over and over again. This approach is not a direct proof of the first (cosmic) factor, but rather an attempt to adjust the logic to the desired result.

The importance of the second factor (natural) is very important. Adapting the landscape to oneself is also important, and adapting oneself to the landscape is also important. But all this is not enough.

Gumilyov missed the third factor, without which there can be no development of the ethnos. This factor is an economic factor, which consists in a gift that nature gives to a person, and to which a person (ethnic group) finds the key.

This gift is the opportunity, due to certain natural resources or features of the landscape and climate, due to a certain way of existence of an ethnos (ideas, matrix of behavior), to provide food not only for the ethnos itself, but also for a certain number of people. An ethnos begins to develop if people joining the ethnos accept its matrix of behavior as their own.

Such a gift allows an ethnic group to both exist independently in a certain territory and carry out a certain exchange of goods with neighboring ethnic groups, sometimes annexing them.

Any ethnic group at the beginning of its development has such a gift from nature, which, during the formation of the ethnic group, determines its matrix of behavior. And the matrix of behavior will subsequently determine the existence of the ethnic group.

Nature gifts peoples in different ways. These are the silt deposits of the Nile for Egyptian agriculture. This is the broad prairie for the United States. These are herds of sea animals for the Eskimos. This is the floodplain of the Lena River for the Yakuts. These are the watershed massifs of the taiga for the Evenks. These are the waterways along the fjords for the inhabitants of Scandinavia. These are steppe expanses for Kazakhs and Kalmyks. This is the path from the Varangians to the Greeks for the Russians, etc.

Based on this gift, peoples form a matrix of their behavior, which allows them to survive and receive maximum material benefits.

(To be continued).

History is a treasury of our deeds, a witness to the past, an example and lesson for the present, a warning for the future. “- said the great Spanish writer and humanist of the Renaissance, Miguel de Cervantes. And this statement fully reflects the creative heritage of the Soviet and Russian scientist Lev Nikolaevich Gumilev (1912-1992), whose 100th anniversary we celebrated on October 1, 2012.

Gumilyov's works on the history of Ancient Rus', the Khazar Kaganate, relations between the Russian state and Byzantium, the Polovtsian steppe and many others are included today in the golden fund of world scientific thought. In this article I will dwell on only one problem that the scientist raised - namely, the relationship between Rus' and the steppe nomadic peoples.

Lev Nikolaevich Gumilev. Rus' and the Great Steppe

In touch with the theoretical heritage of L.N. Gumilyov, one cannot help but feel that the history we are taught today is far from the truth. This is especially evident when studying the emergence and formation of ancient Russian civilization. Events described in “The Tale of Bygone Years”, “The Tale of Igor’s Campaign”, “Zadonshchina”, “History of the Russian State” N.M. Karamzin, research by S.M. Solovyova, N.I. Kostomarova, V.O. Klyuchevsky, many Soviet historians appear in a completely different light when reading the works of L.N. Gumilyov. The same can be said about historians’ assessment of ancient Russian princes.

As for the relations of the Old Russian state with its neighbors, and above all, with the Khazar Khaganate and nomadic tribes, here too Gumilyov, with his characteristic scientific insight, criticizes the interpretations of events that have been established since the time of The Tale of Bygone Years. The same applies to the story of the Golden Horde yoke. Regarding the relationship of the Russian state with the Mongol-Tatars, researcher V. Demin in his book “Lev Gumilyov”, with reference to the works of the scientist himself, in particular, writes the following: “ As a result of the Tatar-Mongol invasion and the so-called 300-year “yoke” that followed, in fact, the formation of a symbiosis of two peoples – Tatar and Russian – began, which ultimately led to the formation of the Russian superethnos “. Thus, L.N. From this point of view, Gumilev is already an innovator, and his ideas provide not only food for thought, but are also the most important impetus for a true understanding of the significance of the Golden Horde yoke in the history of our country.

In his works, Gumilyov sought to show the complexity of the relationships between nomadic and sedentary peoples inhabiting Eurasia, the mutual influence of their cultures and traditions. And he completely succeeded, although for a long time official science did not recognize the obvious advantages of Gumilyov’s theory. And only with the beginning of the democratization process, Gumilyov’s works began to be published. And today we have the opportunity to get acquainted with the theoretical heritage of a scientist whose works occupy a worthy place in modern science.

Already in his first, essentially scientific work, Gumilev began to refute the established canons in relation to the history of the Turkic and other peoples of Eurasia. In his mind, a completely different story emerged, especially about the relationships between steppe, nomadic and sedentary peoples.

The problem raised by Gumilev in his Ph.D. thesis was continued by him in subsequent works, about which we knew nothing for a long time. And only recently, thanks to the democratization of our society, have we been able to come into contact with theories and concepts that were banned. One of them is the concept of Eurasianism, the ideas of which are reflected in Gumilyov’s numerous works. It should be noted that Gumilyov not only reflected the ideas of Eurasianism, but also largely contributed to the enrichment of its conceptual content. And here we are talking, first of all, about such works of the scientist as “Ancient Rus' and the Great Steppe”, “From Rus' to Russia. Essays on ethnic history”, “Khazaria and the Caspian Sea”, as well as works devoted to the history of the Turkic Kaganate and the Golden Horde.

In all these works, Gumilev defended the idea that the history of the ancient peoples of the steppe has not been fully studied, and in the available sources, their historical path is reflected in a distorted form. Therefore, he said, it is necessary to study history not only from a socio-economic and political position, but, above all, from the point of view of ethnogenesis. What did Gumilyov understand by this term? The scientist himself answered this question in his fundamental work “Ethnogenesis and the Earth’s Biosphere.” In his opinion, " Ethnogenesis is a natural process, therefore, independent of the situation, formed as a result of the formation of culture. It can start at any moment; and if there is an existing barrier in his way - cultural integrity, he will break it or be broken against it. If it begins when “the land lies fallow,” the emerging ethnos creates its own culture as a way of its existence and development. In both cases, the impulse is a blind force of natural energy, not controlled by anyone’s consciousness.”. In his subsequent works, Gumilev preached the concept according to which the historical process is determined by the natural course of development of the peoples inhabiting our planet. And here Gumilyov comes to the fore time , space , ethnos , and most importantly - passionarity .

Speaking about space, Gumilev wrote: “ space is the first parameter that characterizes historical events. As for time, Gumilyov believed that time is the second parameter in which the formation, development and decline of ethnic groups occurs. And why these processes occur, Gumilyov explained as follows: “ ...we can also hypothetically associate the beginning of ethnogenesis with the mechanism of mutation, as a result of which an ethnic “push” occurs, which then leads to the formation of new ethnic groups. The process of ethnogenesis is associated with a very specific genetic trait. Here we introduce a new parameter of ethnic history - passionarity" So we come to the main component principle of the historical process according to Gumilyov’s theory - passionarity.All of Gumilyov’s scientific activities were connected precisely with this concept. Through the prism of passionarity, he examined not only the history of ethnic groups, but also states.

Passionarity is a trait that arises as a result of mutation (passionary impulse) and forms within a population a certain number of people who have an increased desire for action. We will call such people passionaries”– this is what Gumilyov himself wrote, explaining the term he himself coined, which he himself introduced into scientific circulation, and which today has become one of the fundamental ones in solving the problems of ethnogenesis.

But not only the problems of ethnogenesis and Eurasianism interested Gumilyov. In his scientific activities, Gumilyov did everything possible to get rid of the preconceived misconception about nomadic peoples and their connections with Russia. Gumilev made a great contribution to rethinking the role and place of the Golden Horde in the history of medieval Eurasia. The idea, rooted in historiography, that the Golden Horde yoke threw Rus' back many centuries, according to Gumilyov, does not correspond to the truth. “ The alliance with the Tatars, Gumilyov wrote, turned out to be a blessing for Rus', from the point of view of establishing order within the country.”. Moreover, Gumilyov believed that only thanks to the Tatar army was Rus' able to maintain its independence and the opportunity to develop further without falling under the yoke of the Western crusaders. In support of this opinion, we give another quote from the same work of the scientist: “TWhere the Tatar troops entered into action,” said Gumilyov, “the crusader onslaught quickly stopped. Thus, for the tax that Alexander Nevsky undertook to pay to Sarai, the capital of the new state on the Volga, Rus' received a reliable and strong army that defended not only Novgorod and Pskov. After all, in the same way, thanks to the Tatars in the 70s of the 13th century. Smolensk, which was under threat of capture by the Lithuanians, retained its independence... ”.

Gumilyov also did not trivially assess the relationship between Rus' and the Golden Horde. Here's what they wrote about this relationship: “ Moreover, the Russian principalities that accepted the alliance with the Horde completely retained their ideological independence and political independence. For example, after the victory in the Horde of the Muslim party represented by Berke, no one demanded that the Russians convert to Islam. This alone shows that Rus' was not a province of the Mongol ulus, but a country allied with the Great Khan, which paid some tax for the maintenance of the army, which it itself needed ”.

Summing up the results of the study of Gumilyov’s scientific activity, I would like to say the following: Lev Nikolaevich was and remains an outstanding theorist, whose views, hypotheses and concepts played and continue to play a key role in the study of the history of the Great Steppe, the Turkic Khaganate, Volga Bulgaria, the Golden Horde and the Russian state.

Today it is no longer possible to imagine history without Gumilev’s works; they have long been included in the golden fund of scientific thought not only in Russia, but throughout the whole world. Gumilyov's works are now published in many languages ​​of the world and are included in the collections of leading libraries and collections. At the same time, there are quite a few controversial points in the presentation of the scientist’s history, and discussions around the theory of passionarity are still ongoing today. This is another confirmation that Gumilyov’s ideas are in demand by historical science.